Financial Services Regulation - Keeping Up-To-Date


Cost for BPP PD Members: £490 + VAT 6 CPD Hours
(£615.00 + VAT for non BPP PD Members Click Here for details of our membership scheme).

Course level



This course is suitable for members of Compliance and Risk departments of Financial Services organisations, and those whose work is impacted on by regulation. Also Professional Services professionals whose clients include Financial Services companies.

Overview & Outline

The aim of this intensive one day course is to keep you up to date with the breaking news and issues in Financial Services regulation. The emphasis will be on UK and EU issues, with an eye to US and other jurisdictions which impact on European firms. The amount of Financial Services Regulation is ever-growing and the rate of change is increasing. The likely areas of coverage are:

  • EU Financial Regulation structure
  • Conduct risk
  • Corporate Governance
  • Basel III
  • Solvency II – pillar 3
  • Solvency II – pillar 3
  • Retail Financial Services regulation
  • Wholesale markets regulation
  • Responses to Operational Risk failures of 2014
  • 4th Money Laundering Directive
  • 4th Client Assets (CASS) IT changes
  • US and other regulations

Learning outcomes – by the end of the course you will be able to:

  • Explain how the key changes will impact on your firm/clients
  • Demonstrate why these changes have been introduced
  • Describe potential challenges ahead

"A CPD certificate of completion will be provided by BPP Professional Education Limited upon request, following attendance."

Membership Scheme

You and your firm could be saving £000's on your CPD training. Find out how to join our membership scheme and receive immediate benefits.

Tailored training

We can tailor any of our public courses to meet your needs as well as providing completely bespoke training solutions. Learn more about tailored training.

Special Assistance Policy